Investor
Self-Service

    Initial Public Offering (IPO) / New Issue

    As a leading share registrar with an outstanding track record in supporting new issues / initial public offerings (IPOs), we actively participate and provide support throughout the entire listing process.

    Tricor's services include the following:

    Providing single and dual-currency payment and settlement services
    Holding meetings with issuers, lawyers, investment bankers, receiving bankers and overseas registrars and providing professional advice
    Preparing subscription reports for all relevant parties
    Processing applications, including identification of suspected multiple applications
    Preparing balloting schemes and formulating the basis of allocation
    Reviewing allocations / results announcement and preparing allotment reports
    Attending to removal of shares in batches for dual listing issuers
    Setting up registers of shareholders / unit holders / warrant holders
    Preparing, printing and dispatching share / unit / warrant certificates and refund cheques / e-Auto Refund payment instructions
    Providing allotment results publication / enquiry service, including online enquiry service, hotline enquiry service and publication of allotment results booklets
    Dealing with claims of non-receipt of share / unit / warrant certificates and refund cheques
    Providing physical and electronic application processing, with a fully equipped electronic application platform offering a wide range of eServices, for instance:
    • Public offering (HK eIPO White Form)
    • Employee preferential offering (ePink Form)
    • Preferential offering for shareholders (eBlue Form)

    Tricor is the only collaborative service provider with the breadth of capabilities and expertise to offer bespoke, end-to-end total solutions for each listed issuer, from pre-listing to all post-listing services.

    To learn more about how Tricor can help you throughout the whole listing process in Hong Kong SAR, please email commercial.ipo@hk.tricorglobal.com.

    For more information about Hong Kong Tricor Investor Services, please download the Introduction of Investor Services in Hong Kong SAR (IPO & Share Registry Service) flyer:

     

    Free Download

    		   Leaflet-Investor-Services-30Apr19-Cover

     

    Main Practice Leaders

    Pamela Chung Pamela Chung
    Managing Director & Head of IPO
    Hong Kong SAR
    Terry Ip Terry Ip
    Executive Director - Head of Share Registry and Issuer Services
    Hong Kong SAR
    Yeap Kok Leong Yeap Kok Leong
    CEO & Managing Director
    Malaysia / Labuan

    What Clients Are Saying

    Managing Director (Sartorius Stedim Malaysia Sdn Bhd)
    Over the past years that we have been partnering with Tricor. Their staff is very professional, considerate and friendly. The service provided is very efficient and Tricor always fulfils our requirements in a timely manner.
    E H Tan
    Managing Director (Sartorius Stedim Malaysia Sdn Bhd)
    Group Accountant (Multi Cargo Express Sdn Bhd)
    Tricor is efficient and provides very professional services to Multi Cargo group of companies. Their staff is helpful and experienced. We appreciate the good and reliable services provided to us.
    Christina Lim
    Group Accountant (Multi Cargo Express Sdn Bhd)
    General Manager (Red Bull)
    Tricor is always reliable, accurate and efficient. Since 2010, they have provided excellent business support for Red Bull in Hong Kong. Not only are they fantastic business partners, but they are a vital bridge between our local business and our global team.

    General Manager (Red Bull)
    Chief Financial Officer (Navistar International Corporation(NYSE: NAV))
    Tricor can be relied upon to deliver seamless, efficient and holistic accounting and payment processing solutions. Tricor is a very trustworthy business partner to work with!

    Chief Financial Officer (Navistar International Corporation(NYSE: NAV))
    President & Representative Director (ST Dupont)
    The partnership with Tricor allows us to focus on the essence of our business.
    Yoshikazu Yann Gahier
    President & Representative Director (ST Dupont)
    Finance Director (Sprinklr)
    Tricor has been a critical partner for us over the years. On numerous occasions they have ensured we were serviced around the clock and have provided clear cut guidance that was necessary to avoid us ever being out of compliance. They are professional and super responsive, 2 qualities that in today's competitive market make for an ever growing partnership. It is also important to note that our relationship has 10,000 miles in between us from NYC to Australia, yet it feels like they are right next door!
    Bob Carella
    Finance Director (Sprinklr)

    We provide Initial Public Offering (IPO) / New Issue Services in the following markets:

    Brunei Brunei
    Hong Kong SAR Hong Kong SAR
    Malaysia Malaysia
    Singapore Singapore

    Other Investor Services

    Investor Services Guide for Hong Kong

    Investor Services Guide for Hong Kong SAR

    Find out more from global Tricor experts about our investor services.

    Learn More

    Other Investor Services